0001175735-05-000026.txt : 20120618 0001175735-05-000026.hdr.sgml : 20120618 20050318112311 ACCESSION NUMBER: 0001175735-05-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050318 DATE AS OF CHANGE: 20050318 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORNELL COMPANIES INC CENTRAL INDEX KEY: 0001016152 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] IRS NUMBER: 760433642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48735 FILM NUMBER: 05690739 BUSINESS ADDRESS: STREET 1: 1700 WEST LOOP SOUTH STREET 2: STE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136230790 MAIL ADDRESS: STREET 1: 1700 WEST LOOP SOUTH STREET 2: STE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: CORNELL CORRECTIONS INC DATE OF NAME CHANGE: 19960604 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERT FRIED & CO LLC CENTRAL INDEX KEY: 0001175735 IRS NUMBER: 135089432 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2124227282 MAIL ADDRESS: STREET 1: 60 BROAD STREET 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 SC 13G 1 crninitial.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Initial Filing)* Cornell Companies Inc. ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK; $0.001 Par Value ----------------------------------------------------------------- (Title of Class of Securities) 219141108 ----------------------------------------------------------------- (CUSIP Number) March 11,2005 ----------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | X | Rule 13d-1(c) | _ | Rule 13d-1(d) CUSIP Number: 054615109 1) NAME OF REPORTING PERSON ALBERT FRIED & COMPANY, LLC 13-5089432 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) | | (b) | X | 3) SEC USE ONLY 4) CITIZEN OR PLACE OF ORGANIZATION LLC organized in New York 5) SOLE VOTING POWER 739,100 6) SHARED VOTING POWER None 7) SOLE DISPOSITIVE POWER 739,100 8) SHARED DISPOSITIVE POWER NONE 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 739,100 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 5.48 % 12) TYPE OF REPORTING PERSON BD ITEM 1(a) NAME OF ISSUER: Cornell Companies Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1700 West Loop South Suite 1500 Houston Texas ITEM 2(a) NAME OF PERSON FILING: Albert Fried & Company, LLC. (The members of Albert Fried & Company, LLC are Mr. Albert Fried Jr., Mr.Anthony Katsingris, Ms. Christina E. Fried and The Fried Group) Albert Fried Jr. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 60 Broad Street; 39th Floor New York, NY 10004 ITEM 2(c) CITIZENSHIP: Please refer to Item 4 on each cover sheet for each filing person. ITEM 2(d) TITLE OF CLASS OF SECURITIES: COMMON STOCK, $0.001 Par Value ITEM 2(e) CUSIP NUMBER: 219141108 ITEM 3: STATEMENT IS FILED AS A GROUP IN PURSUANT TO RULE 13d-1(b): (a) | X | Broker or dealer registered under section 15 of the act ITEM 4: OWNERSHIP Albert Fried & Company, LLC a New York limited Liability company. The members of the LLC are Mr. Albert Fried Jr. Ms. Christina Fried, The Fried Group, LLC & Mr. Anthony Katsingris. ITEM 5 OWNERSHIP OF LESS THAN FIVE PERCENT OF A CLASS: NOT APPLICABLE ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9 NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE ITEM 10 CERTIFICATION: Certification filed pursuant to Section 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: March 17, 2004 ALBERT FRIED & COMPANY, LLC. By /s/ Albert Fried, Jr. ---------------------- Name: Albert Fried, Jr Title: Managing Member TEXT DOCUMENT SUBMISSION